Guide

AI governance without a legal department.

You do not need a policy binder. You need six decisions written down, owned by a named person, and reviewed on a date that already exists in a calendar.

What belongs in an AI governance framework?

Six things: acceptable use, data handling, human review, vendor review, disclosure, and review cadence. For most organizations of 40 to 500 people the whole thing fits on a few pages, and the shortest version that people actually read beats the thorough one nobody opens.

01

Acceptable use

Name the tools people may use and the work they may use them for. Be specific about what is banned outright, such as client-identifiable information in consumer tools.

Test: A new hire can read it in five minutes and know what to do on day one.

02

Data handling

Classify your data into what can leave the organization, what can go to a contracted vendor, and what never leaves. Map each approved tool to a classification.

Test: Every approved tool has a written data classification beside it.

03

Human in the loop

For each use case, state whether output is advisory, reviewed before use, or auto-applied. Anything touching money, employment, safety or a client commitment stays reviewed.

Test: Someone is named as the reviewer, not a team.

04

Vendor review

Before adopting a tool, record where data is stored, whether it trains on your inputs, the retention period, and how you exit.

Test: You could switch vendors without losing your own data.

05

Disclosure

Decide when clients, candidates and staff are told AI was involved. Write the standard down once rather than deciding case by case.

Test: The rule is the same regardless of who is asking.

06

Review cadence

Set a review date and an owner. Quarterly is enough for most organizations while the regulatory picture keeps moving.

Test: There is a date in a calendar and a name against it.

The most common gap

Staff are usually already using AI before a policy exists. The risk is not future adoption, it is the client and employee data that has quietly left the organization through consumer tools nobody approved. Start there.

Common questions

AI governance FAQs

What is an AI governance framework?

An AI governance framework is a short set of written rules covering acceptable use, data handling, human review, vendor selection, disclosure and review cadence. For a small or mid-size organization it should fit on a few pages, not in a binder.

Do we need an AI policy if we only use ChatGPT?

Yes, and that is usually the most urgent case. Consumer tools are where client and employee data leaves the organization without anyone deciding it should.

Who should own AI governance without a legal department?

One executive sponsor, usually whoever owns risk or operations, with input from IT and HR. Ownership matters more than title.

How often should an AI policy be reviewed?

Quarterly while your tooling and the regulatory landscape are still changing, then annually once both settle.

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